Describes how laws are created and how regulations are developed and structured to fulfill their intent. Explains the standard means for referencing a citation and tips for researching various laws and regulations more efficiently.
Students will learn through a combination of instructor videos, exercises, readings, glossaries, self-assessments, and more. Students will complete each course with a final exam to earn Certified Regulatory Compliance Manager (CRCM) credits.
Audience: Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors, and lending compliance professionals.
After completing this course, students will be able to:
- Explain the purpose of federal banking laws and regulations
- Explain how bills become law and describe the structure of a typical law
- Describe the structure and format of regulations
- Identify sources of guidance and practical tips for understanding and interpreting federal laws and regulations
Award Application and Career Pathing
This course applies to the following awards:
ABA / CFT / AIB